BACKGROUND OF THE INVENTION
TECHNICAL FIELD
This invention relates to a method of decaffeination which comprises
contacting a caffeine-containing extract solution with caffeic acid in the presence
of water wherein the caffeine and caffeic acid form an insoluble complex and then
separating the caffeine/caffeic acid complex from the caffeine extract solution.
The caffeine containing extract solution includes any solvent solution, aqueous
or nonaqueous, which directly contacts green or roasted coffee for purposes of
decaffeination and any subsequent solvent solution, aqueous or nonaqueous, which
contacts solvent solutions that have been employed for decaffeination.
BACKGROUND ART
Numerous decaffeination techniques abound in the art. One widely
used method is the so-called water decaffeination technique disclosed in U.S.
Patent No. 2,309,092 to Berry et al. In the water decaffeination method, hydrated
green coffee beans are extracted with a caffeine-deficient green coffee extract
in a multi-stage countercurrent extraction battery. As the green coffee extract
progresses through the battery, it becomes increasingly rich in caffeine while
contacting decreasingly decaffeinated coffee beans. The caffeine-laden coffee extract
withdrawn from the last stage of the battery is treated to remove the caffeine
therefrom and subsequently returned to the system. The caffeine is removed from
the green coffee extract by contact with an organic solvent, typically a halogenated
organic solvent, such as methylene chloride. While the water decaffeination technique
enjoys wide application, it is becoming increasingly desirable to avoid the use
of organic solvents in food processing.
Additional decaffeination techniques exist, but not without drawbacks.
For example, the use of a sugar-loaded activated carbon adsorbent is disclosed
in European Patent No. 0,008,398 granted May 19, 1982. While the use of an organic
solvent is avoided, the activated carbon adsorbent tends to adsorb non-caffeine
coffee solubles as well as the caffeine, severely impairing the economy of the
method.
A complexation approach, only with respect to the decaffeination
of an aqueous tea extract, is disclosed in U.S. Patent No. 4,315,036 to Husiani
et al. An aqueous tea extract is cooled to precipitate out the cold-water-insoluble
complex of caffeine and tannins that are already present in the tea. The method
has the advantage of using a complexing compound that is already present in tea
and does not then have to be added. Although the tannin/caffeine complex may well
be insoluble and therefore precipitate out, such tannins are not present in aqueous
coffee extracts.
Many compounds, some native to coffee, are known to complex with
caffeine. For example, I. Horman and R. Viani, in "The Nature and Conformation
of the Caffeine-Chlorogenate Complex of Coffee" J. Food Sci. 37 (1972) 925-27,
recognize ten such caffeine complexes, including the well-studied, water soluble
chlorogenic acid/caffeine complex. While it had earlier been speculated that the
complexing compounds might be useful in a decaffeination method if it formed a
water-insoluble caffeine complex, no such compound native to coffee has heretofore
been identified. Moreover, any such native complexing compound would have to compete
with the chlorogenic acid and/or break the relatively strong chlorogenic acid/caffeine
complex.
SUMMARY OF THE INVENTION
This invention pertains to a method of decaffeinating which comprises
contacting a caffeine-containing coffee extract solution with caffeic acid in the
presence of water wherein the caffeine and the caffeic acid form an insoluble
caffeine/caffeic acid complex and separating the caffeine/caffeic acid complex
from the coffee extract solution. The coffee containing extract solution is defined
to include any solvent solution, aqueous or nonaqueous, which directly contacts
green or roasted coffee for purposes of decaffeination and any subsequent solvent
solution, aqueous or nonaqueous, which contacts solvent solutions that have been
employed for decaffeination.
It is found when this invention is employed the coffee may be decaffeinated
employing a process that has little adverse affect on the coffee.
DETAILED DESCRIPTION OF THE INVENTION
Caffeic acid is a yellow crystalline material which begins to soften
at about 195°C. It is only sparingly soluble in water at less than about 25°C
but freely soluble in water at greater than about 80°C and freely soluble in alcohol
across a wide range of temperatures. The caffeic acid/caffeine complex, however,
was unexpectedly found to be insoluble in aqueous solutions over a wide range of
temperatures. Although caffeic acid has been reported as high as 0.5% by weight
of a roasted and ground coffee, it has now been found that in actuality, caffeic
acid is present in only slight amounts in green coffee and in relatively greater
but still small amounts in roasted coffee, comprising only about several hundred
parts per million of the roasted coffee beans or a typical soluble coffee powder.
The greater amount of the acid in roasted coffee results from caffeic acid being
one of the roasting breakdown products of the more abundant chlorogenic acid.
The caffeic acid used in the present invention may be chemically synthesized but
is most preferably obtained from roasted coffee or by the acid hydrolysis of chlorogenic
acid so that the decaffeination takes place with compounds native to coffee.
Caffeic acid is particularly suitable because it forms the insoluble
complex despite the presence of large amounts of chlorogenic acid in the coffee
extracts and despite the caffeic acid/caffeine complex having a lower association
constant than the chlorogenic acid/caffeine complex. Horman et al., in the hereinabove
cited article, report an association constant of 16.9 for the chlorogenic acid/caffeine
complex and an association constant of 12.2 for the caffeic acid/caffeine complex.
Inasmuch as the association constant is a measure of the relative strength of
the complex, it is surprising that the added caffeic acid is able to break the
chlorogenic acid/caffeine complex undoubtedly already present in the coffee extract
and subsequently form the insoluble, colloidal caffeic acid/caffeine complex. Such
a result would not be expected based on the reported association constants.
In order to decaffeinate a caffeine-containing extract solution according
to the present invention the caffeic acid is combined with the caffeine-containing
extract solution in the presence of water. The caffeine-containing extract solution
may be any solvent solution, aqueous or nonaqueous, which directly contacts green
or roasted coffee for the purposes of decaffeination. The caffeine-containing extract
solution may also be a subsequent solvent solution, aqueous or nonaqueous, which
contacts an extract solution containing caffeine which has been obtained from
green or roasted coffee.
An example of a coffee extraction decaffeination method describing
a method wherein a caffeine-containing extract is obtained by contacting either
green or roasted coffee extract to remove the caffeine from the coffee is described
in U.S. Patent 4,521,438 to Zeller et al. herein incorporated by reference.
The green coffee extract typically contains between 20% and 35% by
weight coffee solubles and from 0.5% to 1.0% by weight caffeine. Extracts of roasted
coffee generally used for the manufacture of soluble coffee may also be decaffeinated.
Such roasted coffee extracts most often contain from 10% to 30% by weight coffee
solubles and from 0.5% to 5% by weight caffeine. This patent describes contacting
the caffeine-containing extract with caffeic acid to form an insoluble colloidal
caffeic acid/caffeine complex. Crystals are grown of the insoluble complex which
may be separated from the liquid. The insoluble caffeic acid/caffeine crystals
are then separated from the decaffeinated liquid. The caffeic acid solution is
preferably combined with a caffeine-containing coffee extract at temperatures of
about 50°C to 125°C. The mole ratio of caffeic acid to caffeine is generally not
below 1:1, or above 3:1 and preferably is above 1.5:1. In order to aid in growing
the crystals the method further comprises cooling the caffeic acid and coffee extract
combination to temperatures from about 0°C to about 50°C. Acids may be added to
the coffee extract to lower the pH to about 4.5 which also promotes crystal growth.
The crystal complexes may be separated from the coffee extract using such techniques
as filtration or centrifugation.
In another embodiment of this invention the caffeine-containing extract
may be moist carbon dioxide which may be in either the supercritical or liquid
phase which contacts either green or roasted coffee to remove caffeine. A method
for contacting supercritical carbon dioxide with green coffee is more fully described
in U.S. Patent 4,260,639 to Zosel herein incorporated by reference. In this patent,
coffee is contacted with moist carbon dioxide at temperatures within the range
of 40 to 80°C, at pressures in the range of 120 to 180 atmospheres and at contact
times of 5 to 30 hours. The coffee and moist supercritical carbon dioxide are contacted
in a pressure vessel. The moist supercritical carbon dioxide enters the pressure
vessel, passes through the coffee and exits wherein the caffeine is removed prior
to reintroducing the moist carbon dioxide back into the vessel. According to this
invention the caffeine may be removed from the moist supercritical carbon dioxide
by adding caffeic acid to the moist carbon dioxide solution after it has exited
the coffee-contact vessel. The crystals are grown and then separated from the liquid
as discussed previously. The decaffeinated moist supercritical carbon dioxide
is then returned to the coffee-contact vessel.
In another embodiment of this invention green coffee beans may be
decaffeinated with solutions of esters of polyhydric alcohols and edible carboxylic
acids. This method is further described in U.S. Patent 3,682,648, to Mitchell
et al., herein incorporated by reference. The caffeine as described above may be
removed from this caffeine-containing extract solution by contacting it with caffeic
acid in the presence of water allowing the crystals to form and grow. The crystals
are then separated from the solution. The substantially caffeine-free coffee extract
may be then reintroduced to the coffee for further decaffeination.
In addition to the above described caffeine-containing extract solutions
the caffeic acid may be used to decaffeinate any other caffeine-containing extract
solvent, aqueous or nonaqueous, which has contacted either green or roasted coffee.
If a nonaqueous solution is employed, then water must be present in order for
the complex to form. The water may be present as free water if the solvent is
immiscible with water or the water may be dissolved into the solvent if the solvent
is miscible with water.
In another embodiment of this invention caffeine contained in an
extract solvent obtained by contacting the extract solution with either green or
roasted coffee may be transferred to a second or subsequent extract solution in
order to remove the caffeine from the prior extract solution. The caffeine must
then be removed from the subsequent caffeine-containing extract solution.
An embodiment of this invention is described in U.S. Patent 4,547,378
Saleeb et al. herein incorporated by reference. According to this process, an aqueous
roasted coffee extract is decaffeinated by contacting the roasted coffee extract
with a halogenated hydrocarbon such as methylene chloride so that the caffeine
and a lesser amount of noncaffeine solubles are transferred from the roasted coffee
extract to the caffeine solvent. The substantially decaffeinated roasted coffee
extract and the caffeine-containing solvent are separated. The caffeine solvent
is then concentrated to at least 4% by weight. Next the concentrated solvent is
contacted with an aqueous suspension of caffeic acid which suspension contains
at least an equal molar amount of caffeic acid as caffeine in the solvent. After
the caffeic acid-caffeine complex is grown in the water phase, the crystals are
filtered out. The water phase is then separated from the caffeine solvent. The
caffeine solvent which still contains noncaffeine solubles is then added to the
substantially decaffeinated roasted coffee extract. The organic caffeine solvent
is then stripped from the roasted coffee which is dried to provide a soluble coffee
of improved flavor.
Another embodiment of this invention employing a subsequent caffeine-containing
extract solution is similar to the previously described supercritical carbon dioxide
system. The caffeic acid, however, is not contacted with the moist supercritical
carbon dioxide stream as it exits the coffee-contact vessel. Rather the moist
carbon dioxide is first contacted with another solvent such as water in a scrubbing
tower wherein the water is used to remove the caffeine from the moist supercritical
carbon dioxide. As the water exits the scrubber it is then contacted with caffeic
acid wherein the caffeic acid complexes with the caffeine forming insoluble crystals
which grow and are removed as described previously. The decaffeinated water is
then recirculated to the scrubber. While very little of the coffee flavor precursors
pass to the water phase, any coffee flavor precursors will eventually saturate
the water phase which is recirculated to the scrubber thus resulting in little
removal of coffee flavor precursors from the system.
In another embodiment of this invention a caffeine-containing aqueous
extract may have the caffeine removed from the extract by contacting it with water
immiscible fatty materials. An example of such a process is described in U.S. Patent
4,465,699 to Pagliaro et al. According to this process a caffeine-containing extract
is contacted with a liquid water immiscible fatty material which is capable of
removing caffeine therefrom. The fatty material includes saturated and unsaturated
fats and oils such as coffee oil. The fatty material is maintained in contact
with the extract for a time sufficient to transfer caffeine from the extract to
the fatty material. The aqueous extract is then separated from the caffeine-laden
fatty material. Next a suspension of caffeic acid in water is contacted with the
fatty material. Caffeine is transferred to the aqueous phase. As the caffeine enters
the water it forms an insoluble crystal complex with caffeic acid which promptly
percipitates out of solution. As the caffeine is removed from the system more
caffeine is transferred to the water phase to reestablish the partition equilibrium.
This continues until the desired level of decaffeination of the fatty material
has been reached. Thus, the water is decaffeinated as the oil is decaffeinated.
The water which contains valuable coffee components can be added back to the extract
stream and recontacted with new coffee oil. Eventually the water will become saturated
with noncaffeine compounds which is desirable. The water is both decaffeinated
and saturated with noncaffeine solids, so that it will not prevent transfer of
any additional caffeine but will inhibit transfer of noncaffeine solids. The fatty
material will eventually become saturated with noncaffeine compounds since it is
recycled as well.
In another embodiment of this invention non-halogenated caffeine solvents
other than fatty materials may be employed for decaffeinating coffee extracts,
such as ethyl acetate; benzyl alcohols; hydrocarbons, such as xylene or non-aromatics
such as liquid cycloalkanes; ethyl acetate; diethylether; hydrocarbons, including
aromatics such as xylene or non-aromatics such as liquid low molecular weight
alcohols; and acetone. These latter methods are described in U.S. Patent 4,256,774
to Strobel et al. In this method coffee extracts which have been used to decaffeinate
coffee may be contacted with a water-saturated solvent such as ethyl acetate to
transfer the caffeine to the solvent. Dry caffeic acid is added to the solvent
wherein an insoluble caffeine/ caffeic acid complex is formed which may be separated
from the solvent. This process does not have a water layer. The ethyl acetate,
however, has water dissolved in it.
The following examples are presented to further illustrate this invention,
but it is to be understood that the invention is not to be limited to the details
described therein.
EXAMPLE 1
An aqueous, equimolar solution of chlorogenic acid and caffeine was
prepared by combining 30.0 g water, 1.65 g chlorogenic acid and 0.9 g caffeine.
The solution was heated to near boiling. An equimolar portion of caffeic acid weighing
0.85 g was added to and dissolved in the hot solution. The solution was allowed
to cool to ambient temperature. Crystal growth was observed after about one hour.
After 12-14 hours, the crystals were filtered from the solution using a coarse
filter paper. Subsequent analysis showed that approximately 93% of the caffeine
was removed, whereas no measurable amount of chlorogenic acid was removed.
The analysis for caffeine in this and the following examples was
carried out by high performance liquid chromatography (HPLC), with the removal
of caffeine being measured by the change in area of the peak identified as caffeine.
A Resolve Column (5 µ spherical C&sub1;&sub8;; 3.9 mm X 15 cm) was used at a wavelength
of about 280 nm for caffeine and caffeic acid. The mobile phase consisted of 0.0033
M KH&sub2;PO&sub4;, methanol and acetic acid at a ratio of 80:20:4 parts respectively.
The analysis was made at ambient temperature, isocratically, with a flow rate of
1.5 ml/min and an injection volume of 5 µl. The solutions were diluted to 0.1%
by weight total solids using the mobile phase prior to analysis.
EXAMPLE 2
An aqueous solution was prepared by dissolving 0.9 g of caffeic acid
in 90.0 g of near boiling water. Next, 10.0 g of a dried atmospheric coffee extract
containing 9.5% by weight caffeine was dissolved in the solution. A control sample
was prepared by dissolving 10.0 g of the coffee in 90.0g of water. Both coffee
solutions were allowed to cool. Cyrstals were observed in the solution containing
the caffeic acid after 12-l4 hours. No crystals were observed in the control sample.
After 1 week, further crystal growth was observed in the solution containing the
caffeic acid and the supernatant solution was decanted from the crystals and the
solution was allowed to stand for another week. A small portion of the solution
was analyzed and found to contain about 30% less caffeine than originally. No crystals
were observed in the control sample. After the second week, crystal growth was
again observed in the solution containing caffeic acid. The supernatant solution
was decanted from the crystals. A small portion of the solution was analyzed and
found to contain about 65% less caffeine than originally. The crystals were analyzed
and found to be essentially pure 1:1 molar caffeic acid/caffeine complex. No crystals
were observed in the control sample which, upon analysis, was found to have all
the caffeine initially present.
EXAMPLE 3
A 10% by weight coffee solution was prepared from a dried atmospheric
coffee extract containing 8.7% by weight caffeine. The solution was subdivided
into 4 parts which were then heated to 70°C. Caffeic acid was added to three of
the samples at a ratio of 1.1:1 moles caffeic acid to caffeine. The four samples
were then cooled to 40°C. Acetic acid was added to two of the caffeic acid-containing
samples to lower the pH of the first to 4.5 and the pH of the second to 4.2. The
4 samples were stirred at 40°C and periodically subsampled. The results are shown
in the Table below.
% decaffeination
Sample
Acetic Acid
pH
24 hours
5 days
1 (control-no caffeic acid)
No
5.1
---
---
2
No
4.9
9
54
3
Yes
4.5
49
64
4
Yes
4.2
64
70
After 5 days, the crystals were filtered from samples 2-4 using ultracentrifugation
at 350,000 g's for 30 minutes. The crystals were analyzed and found to be essentially
pure 1:1 molar caffeic acid/caffeine complex. No crystals were observed in the
control sample, sample 1.
EXAMPLE 4
- 1. A roasted coffee extract, containing about 15% by weight total solids and
0.6% by weight caffeine, was obtained from a countercurrent multi-stage extraction
battery having 6 stages and a feedwater temperature of about 180°C.
- 2. The roasted coffee extract was concentrated in a Centritherm evaporator
to a concentration of about 55% by weight solids to strip the aroma and flavor
therefrom.
- 3. The stripped roasted coffee extract was then diluted to a concentration
of about 25% by weight total solids and about 1% by weight caffeine.
- 4. The roasted coffee extract was contacted with methylene chloride in a Karr
column at ambient temperature. The weight ratio was 4.5:1 methylene chloride to
roasted coffee extract. The degree of decaffeination was in excess of 97% by weight
of the caffeine initially present. The methylene chloride withdrawn from the Karr
column contained about 0.25% by weight total solubles. The caffeine concentration
was 0.17% by weight with the remainder of the 0.25% being non-caffeine solubles.
- 5. The methylene chloride was concentrated in a still to 10.5% by weight total
solids and 7.0% by weight caffeine.
- 6. A 250 cc sample of the methylene chloride was contacted in a beaker with
500 cc of an aqueous caffeic acid suspension containing 23 g of caffeic acid.
Contact was at ambient temperature for about 30 minutes under moderate agitation.
Crystals were seen to grow at the interface between the water and the methylene
chloride.
- 7. The crystals were then filtered from the liquids using a coarse filter paper.
The methylene chloride and water phases were allowed to separate on standing and
the water was decanted off. The crystals were analyzed and found to be an equimolar
complex of caffeic acid and caffeine. The methylene chloride was analyzed and
it was found that about 90% by weight of the caffeine initially present had been
removed.
- 8. The water phase recovered above was washed with two 50 cc volumes of fresh
methylene chloride to recover some non-caffeine solubles. This methylene chloride
washing step is a third and additional alternative for dealing with the water used
in the aqueous suspension.
- 9. The two 50 cc volumes of methylene chloride were combined with the solvent
from above and the solvent was vacuum distilled at 32°C to 35°C to a volume of
110 cc.
- 10. The concentrated 110 cc sample of methylene chloride was contacted in a
beaker with 110 cc of an aqueous caffeic acid suspension containing 5 g of caffeic
acid. A portion of the water from Step 8 was used to make the aqueous suspension.
Contact was again at ambient temperature for about 30 minutes under moderate agitation.
Crystals were again seen to grow at the interface between the water and methylene
chloride.
- 11. The components were again separated as in Step 7. An additional 70% by
weight of the caffeine present in the methylene chloride was found to have been
removed. In total about 97% by weight of the caffeine initially present was removed
by the two stage decaffeination.
- 12. The methylene chloride from Step 11 was added to the decaffeinated roasted
coffee extract of Step 4. The methylene chloride was then stripped therefrom by
vacuum distillation at a temperature of about 65°C and at an absolute pressure
of about 0.5 atm.
- 13. The water from Steps 8 and 11 was then added to the extract of Step 12
and the extract was diluted to normal cup strength, about 1% by weight total solids.
- 14. A control sample of roasted coffee extract which had been decaffeinated
with methylene chloride under the same conditions was prepared but the methylene
chloride was not then decaffeinated nor added back. The control sample was also
diluted to about 1% by weight total solids.
- 15. The extract from Step 13 and the control samples were tasted by an expert
panel. The extract of Step 13 was judged to have more body notes than the noticably
thinner control sample.
EXAMPLE 5
A volume of 2 liters of ethyl acetate was contacted with 75 cc of
water and allowed to equilibrate for 1 hour. About 66 cc of water dissolved and
the remaining aqueous layer was removed. To the water-saturated ethyl acetate,
35 grams of caffeine was added and allowed to stand for 18 hours, after which
time the undissolved caffeine was filtered out. Approximately 25 grams of caffeine
dissolved to yield a solution containing 1.3% caffeine by weight.
Next, 2.52 grams of caffeic acid was added to 250 cc of the water-
and caffeine-saturated ethyl acetate described above to provide 1.5 moles caffeic
acid per mole of caffeine. The suspension was stirred for 3 hours during which
time caffeine/caffeic acid could be seen to crystalize, indicating complexation
of the added caffeic acid with caffeine. The mixture was allowed to settle for
1 hour and sampled for caffeine analysis. It was found that 67% decaffeination
had been obtained.
EXAMPLE 6
A volume of 500 cc of vegetable oil was contacted with 100 cc of
water and 5 grams of caffeine and stirred for 1 hour. The vegetable oil was then
filtered to remove undissolved caffeine and separated from the water phase. The
water saturated vegetable oil was determined by anaylysis to contain approximately
0.11% caffeine by weight. A volume of 200 cc of the oil was contacted with 25 cc
of water plus 0.5 grams caffeic acid. The system was stirred for about 18 hours
to establish equilibrium and was then analyzed to determine the degree of removal
of caffeine from the oil. It was found that the oil was 96% decaffeinated. The
solids were filtered from the sample and observed under a microscope. Approximately
half of the caffeic acid had been converted to its caffeine complex evident by
the altered crystalline structure.
EXAMPLE 7
Green coffee beans were decaffeinated by contacting with supercritical
carbon dioxide in an extraction column. The supercritical carbon dioxide was then
scrubbed with water to remove the caffeine, resulting in an aqueous solution containing
0.3%/wt caffeine. The pH of this solution was 2.6.
In a beaker was placed 150g of the aqueous solution. The sample contained
0.45g of dissolved caffeine. To the solution was added 1.25g of powdered caffeic
acid to effect a molar ratio of caffeic acid to caffeine of 3:1. The sample was
heated on a stir-plate to boiling which dissolved the caffeic acid. The solution
was allowed to cool to room temperature and crystals of the caffeine-caffeic acid
complex precipitated along with crystals of excess caffeic acid.
The supernatant was sampled the next day and analyzed for caffeine
by high-performance liquid chromatography. It was found that 92% decaffeination
was obtained. A control sample was also prepared under the same conditions utilizing
a 0.3% caffeine solution in pure water. The same process resulted in 93% decaffeination,
indicating that the non-caffeine solids had little effect on the efficiency of
decaffeination using this method.